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Bradley Dickens

33 Years of Experience
Franklin, TN
1 DisclosureBroker

Bradley Dickens is a registered investment advisor at RBC Capital Markets, LLC, based in Franklin, TN, with 33 years of industry experience. Bradley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

Franklin, TN

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2002
Denied
Other Business Activities

Bradley is a board member of the Joshua Chamberlain Society, a non-profit assisting military veteran families. He spends minimal time assisting in selecting member veterans and gold star families.

Employment History
Current Registrations
RBC Capital Markets, LLC
June 2025 - Present · 11 mos
RBC Capital Markets, LLC
June 2025 - Present · 11 mos
RBC Capital Markets, LLCBroker
June 2025 - Present · 11 mos
Previous Registrations
Janney Montgomery Scott LLC
July 2018 - July 2025 · 7 yrs
Janney Montgomery Scott LLCBroker
July 2018 - July 2025 · 7 yrs
Wells Fargo Clearing Services, LLC
January 2004 - July 2018 · 14 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
July 2000 - July 2018 · 18 yrs
Morgan Keegan & Company, INC.Broker
May 1998 - August 2000 · 2 yrs 3 mos
Painewebber IncorporatedBroker
May 1994 - May 1998 · 4 yrs
Prudential Securities IncorporatedBroker
January 1993 - June 1994 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1992 - December 1992 · 2 mos
State Registrations29 states
ALAZCACOCTFLGAILINKSKYMDMEMIMOMSNCNHNJNMNYOHSCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.