John Harding
John Harding is a CFP, ChFC-designated registered investment advisor at Brookstone Capital Management LLC, based in White Plains, MD, with 37 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 54,545 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Brookstone Capital Management's investment management fees are negotiable, up to a maximum of 2.5% annually. The fee includes a portion for BCM (up to 0.95%) and a portion for the investment advisor representative (up to 1.55%). The exact fee is outlined in your agreement. BCM offers its asset management program as a wrap fee program at Schwab, which bundles advisory and transaction fees into a single fee. At Fidelity, clients are part of a non-wrap fee program and may be charged transaction fees. All accounts are charged a monthly $8 fee for software, reduced for accounts under $8,000.
Location
White Plains, MD
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Regulatory History (1)
Regulatory
December 2007Other Business ActivitiesSells Insurance
John is the owner of Financial Services Associates, selling insurance and indexed annuities, including life insurance, long-term care, disability insurance, and individual medical insurance since 1985. This activity takes up nearly full-time hours, with about half of his time spent on trading.
Employment History
Current Registrations
Brookstone Capital Management LLC
Previous Registrations
Specialized Advisors
Secure Investment Management, LLC
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Cadaret, Grant & CO., INC.Broker
Aig Equity Sales CORP.Broker
Lutheran Brotherhood Securities CORP.Broker
Penn Mutual Equity Services, INC.Broker
Ina Security CorporationBroker
Nwnl Management CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.