Cindy Mercado is a registered investment advisor at Cetera Investment Advisers LLC, based in Tempe, AZ, with 29 years of industry experience. Cindy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8675 S Priest Dr Ste 104, Tempe, AZ, 85284
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Cindy operates Splaver Wealth Management as a DBA for financial services, dedicating about a quarter of her time to it. She also provides notarial services upon request, requiring minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.Broker
Voya Financial Advisors, INC.
1st Global Advisors INC
1st Global Capital CORP.Broker
USAA Investment Management CompanyBroker
Edward JonesBroker
National Financial Services LLCBroker
Sg Cowen Securities CorporationBroker
Cowen & CO.Broker
Legg Mason Wood Walker, IncorporatedBroker
State Registrations1 state
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