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Steven Arch

38 Years of Experience
Miami, FL
2 DisclosuresBroker

Steven Arch is a registered investment advisor at Wells Fargo Advisors, based in Miami, FL, with 38 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1 SE 3rd Avenue 1650, Miami, FL, 33131

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2021
Settled
Customer Dispute
March 2008
Settled
Other Business Activities

Steven is a passive investor in commercial real estate through Shag Dixie LLC, dedicating minimal time. He also has ownership stakes in LSA Wealth Management LLC and Arch Group Financial Services LLC, dedicating about a quarter of his time and full-time respectively to these FINET practices.

Employment History
Current Registrations
Wells Fargo Advisors
August 2024 - Present · 1 yr 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Wells Fargo Advisors
July 2003 - August 2024 · 21 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
July 2003 - August 2024 · 21 yrs 1 mo
Prudential Securities Incorporated
June 1994 - July 2003 · 9 yrs 1 mo
Prudential Securities IncorporatedBroker
June 1987 - July 2003 · 16 yrs 1 mo
State Registrations23 states
ARCAFLGAHIILINKSMDMEMIMOMSNCNJNMNYORPATNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.