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Bruce Rudenberg

50 Years of Experience
Miami, FL
7 DisclosuresBroker

Bruce Rudenberg is a registered investment advisor at Wells Fargo Advisors, based in Miami, FL, with 50 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2010
Denied
Customer Dispute
February 2005
Settled
Customer Dispute
November 2003
Settled
Customer Dispute
October 1998
Withdrawn
Customer Dispute
December 1994
Settled
Customer Dispute
January 1992
Settled
Customer Dispute
March 1987
Award / Judgment
Other Business Activities

Bruce is co-executor for his father's estate and has ownership in BARBGR, LLC and CHITOWNRUDEY, LLC. He also serves as co-trustee for BARBGR 401K PROFIT SHARING PSP, spending a minimal amount of time on this activity.

Employment History
Current Registrations
Wells Fargo Advisors
June 2020 - Present · 5 yrs 11 mos
Wells Fargo Advisors Financial Network, LLC
June 2020 - Present · 5 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2009 - June 2020 · 11 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
April 2009 - June 2020 · 11 yrs 2 mos
UBS International INC.
June 2002 - May 2009 · 6 yrs 11 mos
UBS International INC.Broker
June 2002 - May 2009 · 6 yrs 11 mos
UBS Painewebber INC.Broker
January 1995 - June 2002 · 7 yrs 5 mos
UBS Painewebber INC.
January 1995 - June 2002 · 7 yrs 5 mos
Kidder, Peabody & CO. IncorporatedBroker
March 1994 - January 1995 · 10 mos
Prudential Securities IncorporatedBroker
August 1988 - March 1994 · 5 yrs 7 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1979 - July 1988 · 9 yrs 2 mos
Dean Witter Reynolds INC.Broker
February 1978 - July 1979 · 1 yr 5 mos
Reynolds Securities, INC.Broker
January 1978 - February 1978 · 1 mo
Bache Halsey Stuart INC.Broker
August 1976 - September 1976 · 1 mo
Paine, Webber, Jackson & Curtis IncorporatedBroker
August 1976 - November 1977 · 1 yr 3 mos
Bache & CO IncorporatedBroker
June 1975 - August 1976 · 1 yr 2 mos
State Registrations30 states
ARAZCACOCTDCFLGAIDILLAMAMDMEMONCNJNVNYOHPASCSDTNTXUTVAVTVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.