PB
CFP
PB
CFP
Prescott Barkow
38 Years of Experience
Coral Gables, FL
2 DisclosuresBroker
Prescott Barkow is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Coral Gables, FL, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2333 Ponce De Leon Blvd., Suite 500, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2011Settled
Customer Dispute
December 2000Settled
Other Business Activities
Prescott acts as a trustee/successor trustee for a deceased wife's aunt's trust since 2017. This activity takes a few hours per week.
Employment History
Current Registrations
Raymond James & Associates, INC.
July 1987 - Present · 39 yrs
Raymond James & Associates, INC.
June 1987 - Present · 39 yrs 1 mo
Raymond James & Associates, INC.Broker
June 1987 - Present · 39 yrs 1 mo
State Registrations26 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.