John Prokos is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
16789 Bernardo Center Dr, San Diego, CA, 92128
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Regulatory History (2)
Customer Dispute
April 2024Customer Dispute
June 2021Other Business Activities
John is associated with SOKORP, Inc. DBA Prokos Financial Services as a business entity for tax/investment purposes since 1989. He also operates under Lucia Capital Group as a DBA for his LPL business, dedicating full-time hours to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lucia Securities, LLCBroker
Lucia Capital Group
Raymond J. Lucia Companies, INC.
Raymond J. Lucia Companies, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
Securities America Advisors, INC.
Raymond J. Lucia Companies, INC.
Rjl Advisors
Securities America Advisors, INC.
Securities America, INC.Broker
Fsc Securities CorporationBroker
Mutual Service CorporationBroker
Lowry Financial Services CorporationBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.