Stephen Koh
Stephen Koh is a registered investment advisor at MML Investors Services, LLC, based in Walnut Creek, CA, with 39 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1676 N California Blvd, Ste 430, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2019Customer Dispute
August 2003Customer Dispute
January 2003Other Business ActivitiesSells Insurance
Stephen is an insurance agent since 1987 and owns rental properties. He also works as a pastor, dedicating about a quarter of his time to preaching and pastoring.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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