Flora Kam
Flora Kam is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Walnut Creek, CA, with 22 years of industry experience. Flora is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1676 N California Blvd, Ste 430, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Flora owns and manages two rental properties, one since 2000 and another since 2018, dedicating minimal time to each. Flora is also a health insurance agent since 2014, managing existing clients and reviewing plans annually, also dedicating minimal time.
Employment History
Current Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
MML Investors Services, LLC
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Stephen KohMML Investors Services, LLC
- Hongze Chen, CFPMML Investors Services, LLC
- Carmen Goldsmith, CFPMML Investors Services, LLC
- Gregory Williams, CFPMML Investors Services, LLC
- Andrew Vasquez, ChFCMML Investors Services, LLC
- Matthew Sagers, CFPMML Investors Services, LLC