Thomas Moore is a CFA-designated registered investment advisor at Clemensen Capital Company LLC, based in Newark, NJ, with 31 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 120 clients with $70M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Newark, NJ
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is an advisory board member for the Women's Institute for Science, Equity, and Race, dedicating minimal time. He also owns Ainsworth Investment Solutions, LLC, a consulting services firm, but spends no time on it.
Employment History
Current Registrations
Clemensen Capital Company LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Southwest Securities, INC.Broker
Morgan Stanley Distribution, INC.Broker
Morgan Stanley Dw INC.Broker
Rodman & Renshaw INC.Broker
Balfour Maclaine Capital Markets, INC.Broker
Underwood, Neuhaus & CO., IncorporatedBroker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Rashawn Lewis, CFA1932 Investment Management
- Matthew Sola, CFPIronbound Advisory LLC
- Kevin Liau, CFA1932 Investment Management
- Kyuri Weng, CFA
- Laurie Chan, CFPPgim Investments LLC
- Peter Bahner, CFPLPL Enterprise, LLC