Mark Carlton
Mark Carlton is a CFA-designated registered investment advisor at Trademark Financial Management, LLC, based in Bloomington, MN, with 20 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 449 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.20% |
| $50K - $200K | 1.00% |
| $200K - $400K | 0.80% |
| $400K - $1.0M | 0.60% |
| $1.0M - $2.0M | 0.50% |
| $2M+ | 0.44% |
This is the fee schedule for the Asset Management Program. Trademark also offers a TAMP program and a Direct Management Program with different fee structures. Fees may be negotiable.
Fee Estimator
Location
7825 Washington Ave South, 410, Bloomington, MN, 55439
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Trademark Financial Management, LLC
Previous Registrations
O'brien and Associates, INC.
Multi-Financial Securities Corporation
State Registrations2 states
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