Geri Pell
Geri Pell is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Rye Brook, NY, with 39 years of industry experience. Geri operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
800 Westchester Ave, Ste 300, Rye Brook, NY, 10573-1354
Get directionsHistory
Regulatory History (5)
Customer Dispute
March 2014Customer Dispute
January 2011Customer Dispute
February 2010Customer Dispute
February 2009Customer Dispute
February 2004Other Business Activities
Geri has several business activities, including real estate ownership, business ownership in SABABA LLC and Geriwave LLC (used for expenses and salaries in her financial planning practice), and Gerispa LLC (rental real estate). She also co-owns RPWM Partners, LLC and Rise Tax Strategies, LLC, and serves on the board of directors for Pell in various roles.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.