EJ
EJ

Eric Johnson

29 Years of Experience
Southport, CT
1 DisclosureBroker

Eric Johnson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Southport, CT, with 29 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2507 Post Rd, Fl 3, Southport, CT, 06890-1259

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2001
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2019 - Present · 6 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 2019 - Present · 6 yrs 11 mos
Ameriprise Financial Services, LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Oppenheimer & CO. INC.
July 2009 - June 2019 · 9 yrs 11 mos
Oppenheimer & CO. INC.Broker
July 2009 - June 2019 · 9 yrs 11 mos
Morgan Stanley Smith Barney LLC
June 2009 - July 2009 · 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - July 2009 · 1 mo
Citigroup Global Markets INC.
July 1996 - June 2009 · 12 yrs 11 mos
Citigroup Global Markets INC.Broker
May 1996 - June 2009 · 13 yrs 1 mo
State Registrations6 states
CTFLMDNYORVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Johnson - Financial Advisor | TrueAdvisor