EJ
EJ

Eric Johnson

30 Years of Experience
Southport, CT
1 DisclosureBroker

Eric Johnson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Southport, CT, with 30 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2507 Post Rd, Fl 3, Southport, CT, 06890-1259

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2001
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2019 - Present · 7 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 2019 - Present · 7 yrs 4 mos
Ameriprise Financial Services, LLC
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Oppenheimer & CO. INC.
July 2009 - June 2019 · 9 yrs 11 mos
Oppenheimer & CO. INC.Broker
July 2009 - June 2019 · 9 yrs 11 mos
Morgan Stanley Smith Barney LLC
June 2009 - July 2009 · 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - July 2009 · 1 mo
Citigroup Global Markets INC.
July 1996 - June 2009 · 12 yrs 11 mos
Citigroup Global Markets INC.Broker
May 1996 - June 2009 · 13 yrs 1 mo
State Registrations6 states
CTFLMDNYORVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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