Kevin Nugent is a registered investment advisor, based in Stamford, CT, with 28 years of industry experience.
Location
2 High Ridge Park, Stamford, CT, 06905
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kevin is a portfolio manager for Spectrum Asset Management, Inc., selecting securities and overseeing portfolio construction. He also places trade orders for Spectrum client portfolios through SAMI Brokerage LLC, a subsidiary of Spectrum.
Employment History
Current Registrations
Sami Brokerage LLC
Sami Brokerage LLCBroker
Spectrum Asset Management, INC.
Previous Registrations
Spectrum Asset Management, INC.
Wachovia Securities, LLCBroker
Prudential Securities IncorporatedBroker
Warburg Dillon Read LLCBroker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Red Rock Trading International LTD.Broker
Lehman Brothers INC.Broker
Geldermann Securities, INC.Broker
State Registrations1 state
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