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Jeffrey Wren

LPL Financial LLC
37 Years of Experience
Littleton, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Jeffrey Wren is a registered investment advisor at LPL Financial LLC, based in Littleton, CO, with 37 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Littleton, CO

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey is an agent for non-variable insurance through Trilogy Financial Services & Life Event Advantage since 2018, dedicating about half of his time to this. He also has a business entity, Jeff Wren Services, for tax/investment purposes only, requiring minimal time.

Employment History
Current Registrations
LPL Financial LLC
December 2022 - Present · 3 yrs 10 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
LPL Financial LLC
November 2017 - April 2018 · 5 mos
Trilogy Capital, INC.
January 2016 - December 2022 · 6 yrs 11 mos
National Planning Corporation ("npc of America" in Fl & Ny)
March 2006 - November 2017 · 11 yrs 8 mos
National Planning CorporationBroker
March 2004 - November 2017 · 13 yrs 8 mos
Electronic Trading Group, LLCBroker
June 1999 - November 2003 · 4 yrs 5 mos
John G. Kinnard and Company, IncorporatedBroker
September 1991 - July 1997 · 5 yrs 10 mos
Sutro & CO. IncorporatedBroker
April 1991 - September 1991 · 5 mos
Kemper Securities Group, INC.Broker
September 1990 - April 1991 · 7 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
April 1987 - September 1990 · 3 yrs 5 mos
The Chicago CorporationBroker
February 1987 - April 1987 · 2 mos
State Registrations15 states
ARAZCACOFLGAKSMIMNNCOHOKSCTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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