Keri Pugh is a CFP-designated registered investment advisor at LPL Financial LLC, based in Littleton, CO, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10488 W Centennial Rd, Ste 406, Littleton, CO, 80127
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Keri owns Keri I. Pugh, Inc., a business entity for tax/investment purposes, dedicating about 10-20% of her time during securities trading. She also operates under two DBAs, Fusion Financial Group and Fusion Financial, for her LPL business, spending full-time hours on Fusion Financial Group and about 10-20% of her time on Fusion Financial.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Aig Financial Advisors, INC.Broker
Sunamerica Securities, INC.Broker
Jackson National Life Distributors, INC.Broker
Oppenheimerfunds Distributor, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.