Augustus Thompson
Augustus Thompson is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Durham, NC, with 39 years of industry experience. Augustus operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3622 Lyckan Parkway, Suite 4001, Durham, NC, 27707
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Augustus owns ART Financial Services, providing tax preparation services since 1986, dedicating about 10-20% of his time. He also operates ART Financial Services as a financial advisor since 2015, also dedicating about 10-20% of his time, and serves as an Elder at Covenant Presbyterian Church, spending minimal time.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Lincoln InvestmentBroker
Lincoln Investment Planning, INC
Great American Advisors, INC.
Great American Advisors, INC.Broker
Ifg Network Securities, INC.Broker
Comprehensive Financial Services, INC.Broker
Mutual Service CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.