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Kelly Bramer

Morgan Stanley
40 Years of Experience
Davenport, IA
2 DisclosuresBroker
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Kelly Bramer is a registered investment advisor at Morgan Stanley, based in Davenport, IA, with 40 years of industry experience. Kelly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23124 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

4300 East 53rd Street, Suite 300, Davenport, IA, 52807

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2004
Settled
Customer Dispute
March 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kelly serves as a trustee and advisor to the parish pastor at Our Lady of Lourdes Catholic Church since 2011. This activity is related to religious and charitable organizations.

Employment History
Current Registrations
Morgan Stanley
October 2021 - Present · 5 yrs
Morgan Stanley
October 2021 - Present · 5 yrs
Morgan StanleyBroker
October 2021 - Present · 5 yrs
Previous Registrations
UBS Financial Services INC.Broker
September 2011 - October 2021 · 10 yrs 1 mo
UBS Financial Services INC.
September 2011 - October 2021 · 10 yrs 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - October 2011 · 2 yrs 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2011 · 2 yrs 4 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
April 2000 - April 2007 · 7 yrs
Morgan Stanley Dw INC.Broker
March 2000 - April 2007 · 7 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1995 - April 2000 · 4 yrs 6 mos
Smith Barney INC.Broker
July 1993 - October 1995 · 2 yrs 3 mos
Lehman Brothers INC.Broker
September 1986 - July 1993 · 6 yrs 10 mos
State Registrations33 states
AKARAZCACOCTDCDEFLGAHIIAIDILINKSMDMIMNMONCNJNMNYOHORPATNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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