Gordon Shalek
Gordon Shalek is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boca Raton, FL, with 37 years of industry experience. Gordon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
4800 N Federal Hwy Ste D200, Boca Raton, FL, 33431-3413
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2020Customer Dispute
March 2002Customer Dispute
March 2001Other Business Activities
Gordon is a board member of Shalek since 2007, dedicating minimal time. He is also involved with Certainty of the Uncertainty, LLC since 2022, spending about a third of his time there.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Berkshire Equity Sales, INC.Broker
Shearson Lehman Hutton INC.Broker
Prudential-Bache Securities INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.