RK
RK
Ronald Keebler
39 Years of Experience
Delray Beach, FL
4 DisclosuresBroker
Ronald Keebler is a registered investment advisor at Cetera Investment Advisers LLC, based in Delray Beach, FL, with 39 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Delray Beach, FL
Get directionsHistory
Regulatory History (4)
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Customer Dispute
March 2010Denied
Customer Dispute
August 2009Settled
Customer Dispute
January 1999Settled
Criminal
June 1980Final Disposition
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Summit Financial Group INC
November 2017 - May 2021 · 3 yrs 6 mos
Summit Brokerage Services, INC.Broker
September 2017 - September 2019 · 2 yrs
Stifel, Nicolaus & Company, Incorporated
May 2012 - September 2017 · 5 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 2012 - September 2017 · 5 yrs 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - June 2012 · 3 yrs
Morgan Stanley Smith BarneyBroker
June 2009 - June 2012 · 3 yrs
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2005 - April 2007 · 1 yr 10 mos
Morgan Stanley Dw INC.Broker
June 2005 - April 2007 · 1 yr 10 mos
A. G. Edwards & Sons, INC.
July 1994 - June 2005 · 10 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
July 1992 - June 2005 · 12 yrs 11 mos
J. B. Hanauer & CO.Broker
March 1988 - July 1992 · 4 yrs 4 mos
Dean Witter Reynolds INC.Broker
February 1987 - March 1988 · 1 yr 1 mo
Michael C. Talley & CO., INC.Broker
October 1986 - March 1987 · 5 mos
State Registrations7 states
CAFLMENJNYOHVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.