AB
CFP
AB
CFP

Alice Baboushkin

33 Years of Experience
Delray Beach, FL
1 DisclosureBrokerSells Insurance

Alice Baboushkin is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Delray Beach, FL, with 33 years of industry experience. Alice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Delray Beach, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2006
Denied
Other Business ActivitiesSells Insurance

Alice sells fixed insurance products, including life, disability, annuities, and long-term care. She is also a Senior Associate Admin at Nicholas Pascarella & Co, a financial services DBA, dedicating nearly full-time hours to this role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2024 - Present · 2 yrs 3 mos
Cetera Advisors LLCBroker
April 1992 - Present · 34 yrs 1 mo
Previous Registrations
Cetera Advisors LLC
November 2008 - March 2024 · 15 yrs 4 mos
Multi-Financial Securities Corporation
April 2007 - November 2008 · 1 yr 7 mos
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alice Baboushkin - Financial Advisor | TrueAdvisor