DB
DB
Douglas Boszhardt
39 Years of Experience
San Francisco, CA
1 DisclosureBroker
Douglas Boszhardt is a registered investment advisor at Raymond James & Associates, INC., based in San Francisco, CA, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
101 California Street, Suite 4500, San Francisco, CA, 94111
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2009Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 10 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 10 mos
Previous Registrations
Deutsche Bank Securities INC.
June 2001 - September 2016 · 15 yrs 3 mos
Deutsche Bank Securities INC.Broker
January 2001 - September 2016 · 15 yrs 8 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
March 1988 - September 1997 · 9 yrs 6 mos
Goldman, Sachs & CO.Broker
September 1986 - February 1988 · 1 yr 5 mos
State Registrations33 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.