GM
GM

George Mullen

39 Years of Experience
Coronado, CA
Broker

George Mullen is a registered investment advisor at LPL Financial LLC, based in Coronado, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1172 Orange Ave, Coronado, CA, 92118

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

George occasionally sells oil paintings as a painter/artist, dedicating about 10% of his time. He is also an author with one published book, "Peace in the Middle East," also spending about 10% of his time on this activity.

Employment History
Current Registrations
LPL Financial LLC
February 2007 - Present · 19 yrs 5 mos
LPL Financial LLCBroker
February 2007 - Present · 19 yrs 5 mos
Previous Registrations
Morgan Stanley
August 2002 - February 2007 · 4 yrs 6 mos
Morgan Stanley Dw INC.Broker
August 2002 - February 2007 · 4 yrs 6 mos
UBS Painewebber INC.
September 1998 - August 2002 · 3 yrs 11 mos
UBS Painewebber INC.Broker
September 1998 - August 2002 · 3 yrs 11 mos
Prudential Securities IncorporatedBroker
May 1996 - September 1998 · 2 yrs 4 mos
Dean Witter Reynolds INC.Broker
April 1988 - May 1996 · 8 yrs 1 mo
Thomas Green/san Diego Securities IncorporatedBroker
October 1987 - April 1988 · 6 mos
San Diego Securities IncorporatedBroker
November 1986 - November 1987 · 1 yr
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.