TrueAdvisor
TrueAdvisor
JG
CFP
JG
CFP

James Galiger

Spc
36 Years of Experience
Mount Prospect, IL
BrokerSells Insurance
View SEC Summary
View SEC Summary

James Galiger is a CFP-designated registered investment advisor at Spc, based in Mount Prospect, IL, with 36 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.

Spc
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
474 advisors
Number of Clients
30,916 clients
Average Client Portfolio
$197K average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1661 Feehanville Dr., Suite 440, Mount Prospect, IL, 60056

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

James operates Touch Financial Group, providing financial services, dedicating nearly full-time hours to this endeavor. He also sells life, long-term care, and disability insurance, and helps his spouse with her event business as a bartender/server, spending minimal time on this.

Employment History
Current Registrations
Spc
June 2006 - Present · 20 yrs 4 mos
Sigma Financial CorporationBroker
June 2001 - Present · 25 yrs 4 mos
Previous Registrations
New England SecuritiesBroker
November 2000 - June 2001 · 7 mos
Cargill Investor Services, INC.Broker
December 1988 - January 1999 · 10 yrs 1 mo
State Registrations4 states
AZILINKY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Mount Prospect, IL →All financial advisors in Illinois →