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Christopher Benjamin

39 Years of Experience
Southington, CT
1 DisclosureBroker

Christopher Benjamin is a registered investment advisor at Wells Fargo Advisors, based in Southington, CT, with 39 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1650 West Street 1st floor, Southington, CT, 06489

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1997
Settled
Other Business Activities

Christopher has 100% ownership of Christopher Benjamin Financial Group, which is investment-related. He spends minimal time on this activity.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
August 2022 - Present · 3 yrs 9 mos
Wells Fargo Advisors
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - August 2022 · 14 yrs 7 mos
Wells Fargo Clearing Services, LLC
January 2008 - August 2022 · 14 yrs 7 mos
A. G. Edwards & Sons, INC.
November 2003 - January 2008 · 4 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
September 1991 - January 2008 · 16 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
February 1988 - September 1991 · 3 yrs 7 mos
Moseley Securities CorporationBroker
October 1986 - February 1988 · 1 yr 4 mos
State Registrations12 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.