John Ludwig is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Carmel, IN, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
401 Pennsylvania Pkwy # 200, Carmel, IN, 46280
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John sells fixed life, health, disability, and long-term care insurance through LHD Benefits, dedicating minimal time to this activity. He also operates under the DBAs LHD Retirement and Ludwig Financial Services, Inc., the latter being an entity for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Raymond James Financial Services
Geneos Wealth Management, INC.Broker
Geneos Wealth Management, INC.
Ing Financial Advisers, LLCBroker
American United Life Insurance CompanyBroker
Aul Equity Sales CORP.Broker
Allied Group Securities CorporationBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.