TrueAdvisor
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JL
ChFC
JL
ChFC

John Ludwig

LPL Financial LLC
39 Years of Experience
Carmel, IN
BrokerSells Insurance
View SEC Summary
View SEC Summary

John Ludwig is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Carmel, IN, with 39 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

401 Pennsylvania Pkwy # 200, Carmel, IN, 46280

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John sells fixed life, health, disability, and long-term care insurance through LHD Benefits, dedicating minimal time to this activity. He also operates under the DBAs LHD Retirement and Ludwig Financial Services, Inc., the latter being an entity for his LPL business.

Employment History
Current Registrations
LPL Financial LLC
December 2012 - Present · 13 yrs 10 mos
LPL Financial LLCBroker
December 2012 - Present · 13 yrs 10 mos
LPL Financial LLC
December 2012 - Present · 13 yrs 10 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - December 2012 · 3 yrs 11 mos
Raymond James Financial Services, INC.Broker
June 2005 - December 2012 · 7 yrs 6 mos
Raymond James Financial Services
June 2005 - January 2009 · 3 yrs 7 mos
Geneos Wealth Management, INC.Broker
April 2004 - June 2005 · 1 yr 2 mos
Geneos Wealth Management, INC.
April 2004 - June 2005 · 1 yr 2 mos
Ing Financial Advisers, LLCBroker
February 1999 - April 2004 · 5 yrs 2 mos
American United Life Insurance CompanyBroker
April 1988 - February 1999 · 10 yrs 10 mos
Aul Equity Sales CORP.Broker
April 1988 - February 1999 · 10 yrs 10 mos
Allied Group Securities CorporationBroker
July 1987 - April 1988 · 9 mos
Equico Securities, INC.Broker
October 1986 - October 1987 · 1 yr
The Equitable Life Assurance Society of the United StatesBroker
October 1986 - August 1987 · 10 mos
State Registrations37 states
ALARAZCACODEFLGAIAIDILINKYLAMAMDMIMNMOMSNCNENVNYOHOKORPASCSDTNTXUTVTVirgin IslandsWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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