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CFP

Brett Ramsey

LPL Financial LLC
23 Years of Experience
Carmel, IN
Broker
View SEC Summary
View SEC Summary

Brett Ramsey is a CFP-designated registered investment advisor at LPL Financial LLC, based in Carmel, IN, with 23 years of industry experience. Brett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

645 West Carmel Dr Ste 160, Carmel, IN, 46032

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brett operates under the DBA Artisan Wealth Strategies for his LPL business since 2021. He also has a business entity, Novus Financial LLC, for tax/investment purposes, dedicating minimal time to it.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
March 2020 - July 2021 · 1 yr 4 mos
Waddell & ReedBroker
March 2020 - July 2021 · 1 yr 4 mos
Sheridan Road
September 2018 - April 2020 · 1 yr 7 mos
Independent Financial Partners
April 2016 - December 2018 · 2 yrs 8 mos
LPL Financial LLC
November 2015 - November 2015 · 0 mos
Novus Wealth Advisors
October 2014 - December 2017 · 3 yrs 2 mos
LPL Financial LLCBroker
October 2014 - March 2020 · 5 yrs 5 mos
Wfg Advisors, LP
June 2010 - October 2014 · 4 yrs 4 mos
Wfg Investments, INC.Broker
June 2010 - October 2014 · 4 yrs 4 mos
Fsc Securities Corporation
September 2003 - June 2010 · 6 yrs 9 mos
Fsc Securities CorporationBroker
September 2003 - June 2010 · 6 yrs 9 mos
Intersecurities, INC.
February 2003 - September 2003 · 7 mos
Intersecurities, INC.Broker
October 2002 - September 2003 · 11 mos
State Registrations30 states
ALARAZCACOFLGAIAILINKSKYMAMDMIMONCNMNYOHORPASCSDTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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