Brett Ramsey is a CFP-designated registered investment advisor at LPL Financial LLC, based in Carmel, IN, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
645 West Carmel Dr Ste 160, Carmel, IN, 46032
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brett operates under the DBA Artisan Wealth Strategies for his LPL business since 2021. He also has a business entity, Novus Financial LLC, for tax/investment purposes, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Sheridan Road
Independent Financial Partners
LPL Financial LLC
Novus Wealth Advisors
LPL Financial LLCBroker
Wfg Advisors, LP
Wfg Investments, INC.Broker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Intersecurities, INC.
Intersecurities, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.