VP
VP

Victor Pagano

38 Years of Experience
Tinton Falls, NJ
Broker

Victor Pagano is a registered investment advisor at Rockefeller Capital Management, based in Tinton Falls, NJ, with 38 years of industry experience. Victor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,950 clients with $70B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
944 advisors
Number of Clients
35,950 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$70.0B

Fee Structure

Rockefeller Financial offers investment advisory services for a fee, either as a flat annual dollar amount or as a percentage of the value of your portfolio. The specific fee will depend on the type of advisory service you receive and will be agreed upon with your advisor. The fees you pay may differ from those paid by other clients, based on factors like the scope and size of your relationship, the complexity of your needs, and your advisor's approach.

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Location

Tinton Falls, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Rockefeller Capital Management
November 2021 - Present · 4 yrs 6 mos
Rockefeller Financial LLC
November 2021 - Present · 4 yrs 6 mos
Rockefeller Financial LLCBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Citigroup Global Markets INC.
September 2021 - December 2021 · 3 mos
Citi Private Advisory, LLCBroker
February 2018 - December 2021 · 3 yrs 10 mos
Citi Private Advisory, LLCBroker
February 2017 - June 2017 · 4 mos
Citigroup Global Markets INC.Broker
May 2007 - December 2021 · 14 yrs 7 mos
Citicorp Investment ServicesBroker
June 1992 - May 2007 · 14 yrs 11 mos
Citicorp Financial Services,inc.Broker
August 1989 - June 1992 · 2 yrs 10 mos
Baird, Patrick & CO., INC.Broker
February 1989 - March 1989 · 1 mo
Shearson Lehman Hutton INC.Broker
June 1988 - January 1989 · 7 mos
First Interregional Equity CORP.Broker
February 1988 - June 1988 · 4 mos
Steinberg & LymanBroker
May 1987 - January 1988 · 8 mos
Greentree Securities CORP.Broker
September 1986 - May 1987 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Victor Pagano - Financial Advisor | TrueAdvisor