BA
CFP
BA
CFP

Brenda Ashworth

40 Years of Experience
Albuquerque, NM
Sells Insurance

Brenda Ashworth is a CFP-designated registered investment advisor at Pfg Advisors, based in Albuquerque, NM, with 40 years of industry experience. Brenda operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 7,592 clients with $3.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
84 advisors
Number of Clients
7,592 clients
Average Client Portfolio
$430K average
Assets Under Management
$3.3B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.95%

Management fees are negotiable up to a maximum of 1.95% of assets under management. Fees may be structured as fixed, variable linear, or variable tiered. Additional platform or strategist fees may apply depending on the selected program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2125 Wyoming Blvd, Suite 107, Albuquerque, NM, 87112

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brenda is an agent for life, health, disability, and LTC insurance, and an Investment Advisor Representative with PFG Advisors LLC, taking nearly full-time. She also volunteers for several non-profit organizations and facilitates study groups.

Employment History
Current Registrations
Pfg Advisors
April 2018 - Present · 8 yrs 6 mos
Previous Registrations
Securities America, INC.Broker
December 2016 - November 2023 · 6 yrs 11 mos
Cue Advisory Services, INC.
March 2012 - December 2018 · 6 yrs 9 mos
Foothill Securities, INC.Broker
March 2012 - December 2016 · 4 yrs 9 mos
Financial Network Investment Corporation
March 1995 - March 2012 · 17 yrs
Financial Network Investment CorporationBroker
September 1986 - March 2012 · 25 yrs 6 mos
State Registrations2 states
NMTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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