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William Batie

Pfg Advisors
31 Years of Experience
Albuquerque, NM
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

William Batie is a registered investment advisor at Pfg Advisors, based in Albuquerque, NM, with 31 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 7,592 clients with $3.3B in assets under management.

Pfg Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
83 advisors
Number of Clients
7,592 clients
Average Client Portfolio
$430K average
Assets Under Management
$3.3B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.95%

Management fees are negotiable up to a maximum of 1.95% of assets under management. Fees may be structured as fixed, variable linear, or variable tiered. Additional platform or strategist fees may apply depending on the selected program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6605 Uptown Blvd, Suite 230, Albuquerque, NM, 87110

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
Customer Dispute
August 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is involved in several business activities, including insurance sales, serving as an Investment Advisor Representative, and managing Batie & Company Capital Management LLC. He also works as a notary, dedicating minimal time to this activity.

Employment History
Current Registrations
Pfg Advisors
April 2018 - Present · 8 yrs 6 mos
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
November 2025 - July 2026 · 8 mos
Osaic Wealth, INC.Broker
June 2024 - November 2025 · 1 yr 5 mos
Securities America, INC.Broker
December 2016 - June 2024 · 7 yrs 6 mos
Foothill Securities, INC.
April 2013 - December 2016 · 3 yrs 8 mos
Cue Advisory Services, INC.
February 2013 - December 2018 · 5 yrs 10 mos
Foothill Securities, INC.Broker
February 2013 - December 2016 · 3 yrs 10 mos
Morgan StanleyBroker
June 2009 - March 2013 · 3 yrs 9 mos
Morgan Stanley
June 2009 - March 2013 · 3 yrs 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
October 1995 - April 2007 · 11 yrs 6 mos
Morgan Stanley Dw INC.Broker
February 1995 - April 2007 · 12 yrs 2 mos
State Registrations3 states
LANMTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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