William Batie
William Batie is a registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in Albuquerque, NM, with 31 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 26,942 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners' financial professionals offer portfolio management services for a fee, also known as an advisory fee. This fee is determined based on the complexity of the service, knowledge, skill, technology, and access warranted to satisfy the client's needs. The advisory fee may also include financial planning and consulting services. The maximum advisory fee is 3.0% annually, but may be lower for Pershing accounts due to a separate program fee. United Planners does not have a minimum advisory fee or a predetermined fee schedule.
Location
6605 Uptown Blvd, Suite 230, Albuquerque, NM, 87110
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2008Customer Dispute
August 2008Other Business ActivitiesSells Insurance
William is involved in several business activities, including insurance sales, serving as an Investment Advisor Representative, and managing Batie & Company Capital Management LLC. He also works as a notary, dedicating minimal time to this activity.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited PartnerBroker
Pfg Advisors
Previous Registrations
Osaic Wealth, INC.Broker
Securities America, INC.Broker
Foothill Securities, INC.
Cue Advisory Services, INC.
Foothill Securities, INC.Broker
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.