Carol Lyons
Carol Lyons is a CFP-designated registered investment advisor at L & M Wealth Management and Retirement Solutions, LLC, based in Oklahoma City, OK, with 34 years of industry experience. Carol operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 136 clients with $67M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 2.40% |
| $2M+ | 2.20% |
Fees may be negotiable on a case-by-case basis.
Fee Estimator
Location
2601 NW Expressway, Suite 110W, Oklahoma City, OK, 73112
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carol owns and operates Carol E. Lyons CFP, Inc. since 2001, which is a non-investment related activity taking about 10-20% of her time. Carol is also a licensed insurance agent, dedicating about 10-20% of her time during trading hours.
Employment History
Current Registrations
L & M Wealth Management and Retirement Solutions, LLC
Previous Registrations
Securities America Advisors, INC.
Ameriprise Financial Services, INC.
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.