Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (% of Portfolio)
Firm Size
7 advisors
Number of Clients
985 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$1.8B
Fee Structure
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.15% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.75% |
| $5M+ | 0.75% |
All fees are negotiable based upon a number of factors including, but not limited to, the client's objective, family or other related accounts, amount of assets under management, and the investment strategy(ies) employed.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
418 E King St, Malvern, PA, 19355
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Traynor Capital Management
February 2024 - Present · 2 yrs 1 mo
Previous Registrations
Charles Schwab & CO., INC.
June 2020 - September 2023 · 3 yrs 3 mos
Charles Schwab & CO., INC.Broker
June 2020 - September 2023 · 3 yrs 3 mos
Pacific Select Distributors, LLCBroker
April 2015 - December 2019 · 4 yrs 8 mos
Mfs Fund Distributors, INC.Broker
November 2000 - April 2015 · 14 yrs 5 mos
Delaware Distributors, L.P.Broker
April 1995 - November 2000 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1987 - April 1995 · 7 yrs 9 mos
Blinder, Robinson & Co.,inc.Broker
September 1986 - April 1987 · 7 mos
State Registrations1 state
PA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.