Barry Bruner
Barry Bruner is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Denver, CO, with 39 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
44 Cook Street, Suite 450, Denver, CO, 80206
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2015Customer Dispute
November 2014Other Business Activities
Barry owns rental property in Winter Park, CO since 2016. This activity is investment-related and requires minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Wedbush Securities INC.
Wedbush Securities INC.Broker
First Allied Securities, INC.Broker
D.E. Frey & Company, INC.Broker
Wedbush Morgan Securities INC.Broker
B.C. Christopher Securities CO.Broker
Graystone Nash, INC.Broker
The Stuart-James Company, INC.Broker
Fridlund Securities CompanyBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.