Martin Stevens
Martin Stevens is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Denver, CO, with 38 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
4643 South Ulster, Denver, CO, 80237
Get directionsHistory
Regulatory History (6)
Customer Dispute
August 2017Customer Dispute
August 2017Customer Dispute
July 2015Customer Dispute
April 2004Customer Dispute
March 2002Customer Dispute
December 1998Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Everen Securities, INC.Broker
Neidiger, Tucker, Bruner, INC.Broker
H. T. Fletcher Securities IncorporatedBroker
Anderson, Bryant & CO.Broker
Dean, Johnson & Burke Securities, INC.Broker
Tri-Bradley InvestmentsBroker
Kober Financial CORP.Broker
Power Securities CorporationBroker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.