Mark Brant Bertoli

CFP

Private Client Services, LLC

38 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Private Client Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

633 advisors

Number of Clients

3,251 clients

Average Client Portfolio

$323K average

Assets Under Management

$1.1B

Location

1777 Botelho Dr., Suite 105, Walnut Creek, CA, 94596

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History

Regulatory History (2)

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Customer Dispute

November 2008

Withdrawn

Criminal

November 1979

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Mark sells fixed insurance through various carriers, dedicating about 10-20% of his time. He is also an independent contractor and registered investment advisor at Castle Rock Wealth Management, which is a full-time commitment. Finally, Mark is a mentor at Your Capital Inc., a fintech start-up, spending minimal time on this activity.

Employment History

Current Registrations

Private Client Services, LLCBroker

February 2018 - Present · 8 yrs

Castle Rock Wealth Management, LLC

November 2016 - Present · 9 yrs 3 mos

Previous Registrations

First Allied Securities, INC.Broker

November 2016 - February 2018 · 1 yr 3 mos

Cetera Advisor Networks LLC

April 1999 - March 2017 · 17 yrs 11 mos

Cetera Advisor Networks LLCBroker

November 1997 - March 2017 · 19 yrs 4 mos

Associated Securities CORP.Broker

August 1993 - November 1997 · 4 yrs 3 mos

John Hancock Distributors, INC.Broker

January 1987 - March 1993 · 6 yrs 2 mos

John Hancock Mutual Life Insurance CompanyBroker

January 1987 - March 1993 · 6 yrs 2 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.