Jerome Pinckney
Jerome Pinckney is a registered investment advisor at Calton & Associates, INC., based in Wilmington, NC, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
Wilmington, NC
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2009Other Business ActivitiesSells Insurance
Jerome is a partner at Providence Investment Advisors, LLC, dedicating full-time hours to managing the business. He is also a member of Scott Hill Wesleyan Chapel Men's Club, spending minimal time cooking meals, and an independent sales agent for Physicians Mutual Insurance Company, selling Medicare Supplement Insurance a few hours per week. Finally, he is a successor trustee, spending minimal time on trust settlement.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Providence Investment Advisors, LLC
Triad Advisors LLCBroker
Triad Advisors, INC.
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Wachovia Securities, INC.
Wachovia Securities, INC.Broker
Wheat, First Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.