Laurie Braulick
Laurie Braulick is a registered investment advisor at Calton & Associates, INC., based in Tampa, FL, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
2701 N Rocky Point Drive, Suite 1000, Tampa, FL, 33607
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2012Customer Dispute
February 2012Customer Dispute
February 2010Other Business ActivitiesSells Insurance
Laurie is the President of Investment & Insurance Services of New Ulm, Ltd., where she sells term life, whole life, long-term care/hybrid insurance, and fixed interest annuities. This takes about a quarter of her time, with minimal time spent during securities trading hours.
Employment History
Current Registrations
Calton & Associates, INC.Broker
Calton & Associates, INC.
Previous Registrations
Capital Financial Services, INC.
Capital Financial Services, INC.Broker
Arm Securities CorporationBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.