Travis Braulick
Travis Braulick is a registered investment advisor at Calton & Associates, INC., based in New Ulm, MN, with 8 years of industry experience. Travis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.60% |
Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.
Fee Estimator
Location
1 South Minnesota Street, New Ulm, MN, 56073
Get directionsHistory
Regulatory History (6)
Customer Dispute
September 2024Customer Dispute
June 2024Customer Dispute
January 2022Customer Dispute
July 2021Criminal
October 2005Criminal
April 2005Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Bankers Life Securities, INC.Broker
Capital Financial Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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