TrueAdvisor
TrueAdvisor
JS
JS

Jerome Sullivan

Commonwealth Financial Network
39 Years of Experience
Davis, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Jerome Sullivan is a registered investment advisor at Commonwealth Financial Network, based in Davis, CA, with 39 years of industry experience. Jerome is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

432 D St, Ste 5, Davis, CA, 95616

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2010
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jerome sells fixed insurance products since November 2022, dedicating minimal time to this activity. This activity is investment-related and conducted at the branch location.

Employment History
Current Registrations
Commonwealth Financial NetworkBroker
December 2022 - Present · 3 yrs 10 mos
Commonwealth Financial Network
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Securities America, INC.Broker
March 2013 - December 2022 · 9 yrs 9 mos
Securities America Advisors, INC.
March 2013 - December 2022 · 9 yrs 9 mos
National Planning Corporation ("npc of America" in Fl & Ny)
July 2011 - March 2013 · 1 yr 8 mos
National Planning CorporationBroker
June 2010 - March 2013 · 2 yrs 9 mos
Nylife Securities LLCBroker
February 1999 - June 2010 · 11 yrs 4 mos
Equity Services, INC.Broker
May 1987 - February 1999 · 11 yrs 9 mos
State Registrations11 states
AZCACTDCILMONCORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Davis, CA →All financial advisors in California →