AM
CFP
AM
CFP

Andre Mirkine

38 Years of Experience
Westport, CT
1 DisclosureBroker

Andre Mirkine is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Westport, CT, with 38 years of industry experience. Andre is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

450 Post Road E, Westport, CT, 06880

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2003
Employment History
Current Registrations
Wells Fargo Advisors
January 2008 - Present · 18 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
A. G. Edwards & Sons, INC.Broker
June 2003 - January 2008 · 4 yrs 7 mos
A. G. Edwards & Sons, INC.
June 2003 - January 2008 · 4 yrs 7 mos
UBS Financial Services INC.
September 2000 - June 2003 · 2 yrs 9 mos
UBS Financial Services INC.Broker
June 2000 - June 2003 · 3 yrs
A. G. Edwards & Sons, INC.Broker
December 1995 - July 2000 · 4 yrs 7 mos
Prudential Securities IncorporatedBroker
June 1992 - December 1995 · 3 yrs 6 mos
Chemical Securities, INC.Broker
April 1990 - January 1992 · 1 yr 9 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
February 1988 - April 1990 · 2 yrs 2 mos
J.P. Morgan Securities INC.Broker
October 1986 - March 1987 · 5 mos
State Registrations9 states
CTFLILMAMENJNYORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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