Kerry Whalen
Kerry Whalen is a registered investment advisor at On Investment Management CO, based in Wausau, WI, with 39 years of industry experience. Kerry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 8,323 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ONIMCO offers investment advisory programs where fees are based on a percentage of the assets managed. The fees are determined by the specific program sponsor you choose, and they typically have tiered fee schedules where larger accounts may receive reduced fees. The Investment Adviser Representative's portion of the fees is negotiable and may range from 0.30% to 1.50% annually. These fees do not include the fees charged by the investments themselves, such as mutual funds or ETFs. Additional fees may apply for tax management services or socially responsible screening.
Location
226411 Rib Mountain Drive, Wausau, WI, 54401
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Regulatory History (1)
Customer Dispute
October 2002Other Business ActivitiesSells Insurance
Kerry is the owner of Whalen Capital, Inc., Granite Oak Properties, Corporate Retirement Solutions, Granite Oaks LLC, Whalen Financial Group Inc, and Paragon Group of Wausau LLC. Kerry also works as an investment advisor representative for ON Investment Management Co and a registered representative for The O.N. Equity Sales Company, spending about a quarter of their time on these activities, and sells insurance products through Whalen Financial Group Inc.
Employment History
Current Registrations
On Investment Management CO
Whalen Capital, INC.
The O.N. Equity Sales CompanyBroker
Previous Registrations
Steele Capital Management, INC.
Robert W. Baird & CO. IncorporatedBroker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.