James Moore is a CFP-designated registered investment advisor at Wjl Financial Advisors, based in Greenwich, CT, with 8 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
WJL Financial Advisors provides portfolio guidance, recommending low-cost index funds and passively managed funds. If you choose to have WJL execute trades, you'll need to open an account with their recommended broker-dealer. WJL will obtain your approval before making any trades. They do not charge a percentage of your portfolio. Instead, this service is part of the annual advisory services program, which has a flat fee.
Location
Greenwich, CT
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wjl Financial Advisors
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.