GC
CFP
GC
CFP

Gary Cook

39 Years of Experience
Dallas, TX
BrokerSells Insurance

Gary Cook is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Dallas, TX, with 39 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

12655 N Central Expressway Suite 812, Dallas, TX, 75243

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gary sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating a few hours per week. He also owns Cook Financial Services and manages the practice, spending about 10-20% of his time on this.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
July 2023 - Present · 2 yrs 10 mos
Cetera Investment Advisers LLC
July 2023 - Present · 2 yrs 10 mos
Cetera Wealth Services, LLC
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Voya Financial Advisors, INC.
January 2011 - July 2023 · 12 yrs 6 mos
Voya Financial Advisors, INC.Broker
January 2011 - July 2023 · 12 yrs 6 mos
Ing Financial Advisers, LLCBroker
May 2006 - January 2011 · 4 yrs 8 mos
Ing Financial Advisers, LLC
May 2006 - January 2011 · 4 yrs 8 mos
Tower Square Securities, INC.
March 2005 - May 2006 · 1 yr 2 mos
Tower Square Securities, INC.Broker
October 1996 - May 2006 · 9 yrs 7 mos
Advantage Capital CorporationBroker
August 1994 - October 1996 · 2 yrs 2 mos
Travelers Equities Sales, INC.Broker
October 1986 - August 1994 · 7 yrs 10 mos
State Registrations20 states
ARCACTFLGAILKYLANJNMNVNYOHOKSCTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gary Cook - Financial Advisor | TrueAdvisor