MP
MP

Mark Permenter

38 Years of Experience
Austin, TX
2 DisclosuresBroker

Mark Permenter is a registered investment advisor at Ameriprise Financial Services, LLC, based in Austin, TX, with 38 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

9442 N Capital of Texas Hwy, Ste 800, Austin, TX, 78759

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2022
Denied
Customer Dispute
March 1999
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2023 - Present · 2 yrs 5 mos
Ameriprise Financial Services, LLCBroker
December 2023 - Present · 2 yrs 5 mos
Ameriprise Financial Services, LLC
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
March 2016 - December 2023 · 7 yrs 9 mos
Stifel, Nicolaus & Company, Incorporated
March 2016 - December 2023 · 7 yrs 9 mos
UBS Financial Services INC.Broker
November 2009 - March 2016 · 6 yrs 4 mos
UBS Financial Services INC.
November 2009 - March 2016 · 6 yrs 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2009 · 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2009 · 5 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 1993 - April 2007 · 14 yrs 3 mos
Morgan Stanley Dw INC.Broker
January 1993 - April 2007 · 14 yrs 3 mos
Prudential Securities IncorporatedBroker
August 1989 - January 1993 · 3 yrs 5 mos
Thomson Mckinnon Securities INC.Broker
April 1989 - August 1989 · 4 mos
D. H. Blair & CO., INC.Broker
September 1988 - April 1989 · 7 mos
Equities International Securities, INC.Broker
May 1988 - July 1988 · 2 mos
Steven Andrew & Company, INC.Broker
January 1988 - May 1988 · 4 mos
Sandhurst Securities LTD.Broker
November 1987 - September 1988 · 10 mos
State Registrations4 states
COMDMNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.