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Mark Permenter

Ameriprise Financial Services, LLC
38 Years of Experience
Austin, TX
2 DisclosuresBroker
View SEC Summary
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Mark Permenter is a registered investment advisor at Ameriprise Financial Services, LLC, based in Austin, TX, with 38 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9442 N Capital of Texas Hwy, Ste 800, Austin, TX, 78759

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2022
Denied
Customer Dispute
March 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2023 - Present · 2 yrs 10 mos
Ameriprise Financial Services, LLCBroker
December 2023 - Present · 2 yrs 10 mos
Ameriprise Financial Services, LLC
December 2023 - Present · 2 yrs 10 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
March 2016 - December 2023 · 7 yrs 9 mos
Stifel, Nicolaus & Company, Incorporated
March 2016 - December 2023 · 7 yrs 9 mos
UBS Financial Services INC.Broker
November 2009 - March 2016 · 6 yrs 4 mos
UBS Financial Services INC.
November 2009 - March 2016 · 6 yrs 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2009 · 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2009 · 5 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 1993 - April 2007 · 14 yrs 3 mos
Morgan Stanley Dw INC.Broker
January 1993 - April 2007 · 14 yrs 3 mos
Prudential Securities IncorporatedBroker
August 1989 - January 1993 · 3 yrs 5 mos
Thomson Mckinnon Securities INC.Broker
April 1989 - August 1989 · 4 mos
D. H. Blair & CO., INC.Broker
September 1988 - April 1989 · 7 mos
Equities International Securities, INC.Broker
May 1988 - July 1988 · 2 mos
Steven Andrew & Company, INC.Broker
January 1988 - May 1988 · 4 mos
Sandhurst Securities LTD.Broker
November 1987 - September 1988 · 10 mos
State Registrations4 states
COMDMNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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