Jerry Alley
Jerry Alley is a registered investment advisor at Capitol Securities Management, INC., based in VA Beach, VA, with 39 years of industry experience. Jerry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 3,970 clients with $2.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum advisory fee is 2.0% per year. Fees are negotiable based on account complexity, asset size, and portfolio style.
Fee Estimator
Location
VA Beach, VA
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2013Employment Separation After Allegations
January 1999Customer Dispute
January 1999Other Business Activities
Jerry is an assistant basketball coach and a junior varsity golf coach at Norfolk Academy. These activities take about 10-20% of his time.
Employment History
Current Registrations
Capitol Securities Management, INC.
Capitol Securities Management, INC.Broker
Capitol Securities Management, INC.
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Sterne Agee Asset Management, INC.
Sterne, Agee & Leach, INC.Broker
Anderson & Strudwick, Incorporated
A&s Capital Advisors, INC.
Anderson & Strudwick, IncorporatedBroker
Davenport & Company LLCBroker
Painewebber IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.