Dianne Steen is a registered investment advisor at Morgan Stanley, based in Wellesley, MA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
112 Worcester Street, Wellesley, MA, 02481
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley
June 2009 - December 2015 · 6 yrs 6 mos
Citigroup Global Markets INC.
January 1999 - June 2009 · 10 yrs 5 mos
Citigroup Global Markets INC.Broker
March 1998 - June 2009 · 11 yrs 3 mos
Painewebber IncorporatedBroker
June 1994 - March 1998 · 3 yrs 9 mos
Prudential Securities IncorporatedBroker
March 1992 - June 1994 · 2 yrs 3 mos
State Registrations31 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.