Seyed Hashemian
Seyed Hashemian is a registered investment advisor at Centaurus Financial, INC., based in Santa Ana, CA, with 38 years of industry experience. Seyed operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.
Maximum advisory fees:
- Alpha, Beta, ABJ, Omega, Delta: 2.25%
- AA & VL: 1.50%
- Adviser-Directed: 1.35%
- FlexUMA: 2.25%
Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.
Location
1502 E. Warner Avenue, Suite #E, Santa Ana, CA, 92705
Get directionsHistory
Regulatory History (14)
Customer Dispute
January 2025Customer Dispute
August 2014Regulatory
May 2010Employment Separation After Allegations
October 2009Customer Dispute
October 2008Customer Dispute
March 2004Customer Dispute
February 2004Customer Dispute
December 2001Customer Dispute
February 1997Customer Dispute
February 1997Employment Separation After Allegations
September 1996Customer Dispute
June 1996Customer Dispute
April 1996Criminal
August 1984Other Business ActivitiesSells Insurance
Seyed is involved in several business activities, including Capital Risk Services (captive insurance), Summit LLC, Pars LLC, Naseem LLC, and DBA Capital Aspects (insurance sales). He also works as an agent for TruChoice Financial Group and New First Financial Resources, and is a board member for Brookhollow Office Park Association; insurance sales and related activities take about half of Seyed's time.
Employment History
Current Registrations
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Previous Registrations
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
Ffp Advisory Services INC
Ffp Securities, INC.Broker
Nylife Securities INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.