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Seyed Hashemian

Centaurus Financial, INC.
39 Years of Experience
Santa Ana, CA
14 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Seyed Hashemian is a registered investment advisor at Centaurus Financial, INC., based in Santa Ana, CA, with 39 years of industry experience. Seyed is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.

Centaurus Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
441 advisors
Number of Clients
45,336 clients
Average Client Portfolio
$215K average
Assets Under Management
$9.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1502 E. Warner Avenue, Suite #E, Santa Ana, CA, 92705

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History

Regulatory History (14)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2025
Settled
Customer Dispute
August 2014
Award / Judgment
Regulatory
May 2010
Final
Employment Separation After Allegations
October 2009
Customer Dispute
October 2008
Denied
Customer Dispute
March 2004
Settled
Customer Dispute
February 2004
Closed-No Action
Customer Dispute
December 2001
Denied
Customer Dispute
February 1997
Settled
Customer Dispute
February 1997
Settled
Employment Separation After Allegations
September 1996
Customer Dispute
June 1996
Settled
Customer Dispute
April 1996
Settled
Criminal
August 1984
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Seyed is involved in several business activities, including Capital Risk Services (captive insurance), Summit LLC, Pars LLC, Naseem LLC, and DBA Capital Aspects (insurance sales). He also works as an agent for TruChoice Financial Group and New First Financial Resources, and is a board member for Brookhollow Office Park Association; insurance sales and related activities take about half of Seyed's time.

Employment History
Current Registrations
Centaurus Financial, INC.
November 2009 - Present · 16 yrs 11 mos
Centaurus Financial, INC.Broker
October 2009 - Present · 17 yrs
Previous Registrations
First Allied Securities, INC.Broker
May 2008 - October 2009 · 1 yr 5 mos
First Allied Advisory Services, INC.
January 2007 - October 2009 · 2 yrs 9 mos
Ffp Advisory Services INC
August 2001 - January 2007 · 5 yrs 5 mos
Ffp Securities, INC.Broker
September 1996 - May 2008 · 11 yrs 8 mos
Nylife Securities INC.Broker
July 1987 - August 1996 · 9 yrs 1 mo
State Registrations10 states
AZCAKYLANMNVOHTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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