Fred Connor
Fred Connor is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Deerfield, IL, with 24 years of industry experience. Fred operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
500 Lake Cook Rd Ste 100, Deerfield, IL, 60015
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Fred manages two farms and may earn commissions from selling non-variable life, health, annuity, and/or disability income insurance products. He also serves on the board of The 100 Club of Chicago and chairs the Chairmen's Advisory Council for the Big Shoulders Fund, dedicating minimal time to each.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Aon Securities CorporationBroker
Forth Financial Securities, CorporationBroker
Salomon Brothers INC.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.