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Robert Reidinger

37 Years of Experience
Wilmington, DE
1 DisclosureBrokerSells Insurance

Robert Reidinger is a registered investment advisor at LPL Financial LLC, based in Wilmington, DE, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

501 Silverside Rd Ste 13, Wilmington, DE, 19809

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2003
Settled
Other Business ActivitiesSells Insurance

Robert operates his LPL business through Main Street Investment Group, LLC, and manages Reidinger Asset Management for tax/investment purposes, dedicating about a quarter of his time and full-time hours respectively. He is also an agent for National Life Group and Evolution Financial Group selling non-variable insurance, spending a few hours per week at each.

Employment History
Current Registrations
LPL Financial LLC
November 2017 - Present · 8 yrs 6 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2014 - November 2017 · 3 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
July 2014 - November 2017 · 3 yrs 4 mos
M&t Securities, INC.
January 2012 - August 2014 · 2 yrs 7 mos
M&t Securities, INC.Broker
December 2011 - August 2014 · 2 yrs 8 mos
M&t Securities, INC.
December 2011 - December 2011 · 0 mos
Raymond James Financial Services Advisors, INC
January 2009 - December 2011 · 2 yrs 11 mos
Raymond James Financial Services
September 2008 - January 2009 · 4 mos
Raymond James Financial Services, INC.Broker
September 2008 - December 2011 · 3 yrs 3 mos
Transamerica Capital, INC.Broker
October 2006 - July 2008 · 1 yr 9 mos
PNC Investments
October 2005 - October 2006 · 1 yr
PNC InvestmentsBroker
September 2005 - October 2006 · 1 yr 1 mo
Essex National Securities, INC.
July 2003 - December 2004 · 1 yr 5 mos
Essex National Securities, INC.Broker
July 2003 - December 2004 · 1 yr 5 mos
Morgan Stanley
June 2002 - November 2002 · 5 mos
Morgan Stanley Dw INC.Broker
January 2001 - November 2002 · 1 yr 10 mos
First Union Securities, INC.Broker
October 2000 - January 2001 · 3 mos
First Union Brokerage Services, INC.Broker
January 1996 - October 2000 · 4 yrs 9 mos
Marketing One Securities, INC.Broker
October 1994 - January 1996 · 1 yr 3 mos
Corelink Financial, INC.Broker
February 1994 - November 1994 · 9 mos
State Discount Brokers, INC.Broker
March 1989 - February 1994 · 4 yrs 11 mos
Tucker, Anthony & R. L. Day, INC.Broker
August 1988 - March 1989 · 7 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
March 1987 - August 1988 · 1 yr 5 mos
Blinder, Robinson & Co.,inc.Broker
October 1986 - February 1987 · 4 mos
State Registrations8 states
CTDEFLGAMDNJPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Reidinger - Financial Advisor | TrueAdvisor