MH
MH

Matthew Higgins

38 Years of Experience
Colchester, VT
1 DisclosureBroker

Matthew Higgins is a registered investment advisor at Morgan Stanley, based in Colchester, VT, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

105 West View Road, 5th Floor, Colchester, VT, 05446

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 1992
Final
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
May 2008 - May 2008 · 0 mos
Morgan Stanley & CO. Incorporated
May 2008 - May 2008 · 0 mos
Citigroup Global Markets INC.
November 1997 - June 2009 · 11 yrs 7 mos
Citigroup Global Markets INC.Broker
September 1997 - June 2009 · 11 yrs 9 mos
Chubb Securities CorporationBroker
March 1991 - September 1997 · 6 yrs 6 mos
Northwestern Mutual Investment Services, INC.Broker
August 1987 - August 1991 · 4 yrs
Robert W. Baird & CO. IncorporatedBroker
August 1987 - April 1991 · 3 yrs 8 mos
First Investors CorporationBroker
November 1986 - January 1987 · 2 mos
State Registrations33 states
AKAZCACOCTDCFLGAIAMAMDMEMIMNNCNHNJNMNYOHORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.